SFC Licences of LIM Hwee Ghee 林慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MEAG Hong Kong Limited | RO | 9 | 13 April 2011 | |
MEAG Hong Kong Limited | RO | 4 | 13 April 2011 | |
MEAG Hong Kong Limited | RE | 4 | 15 December 2008 | 13 April 2011 |
MEAG Hong Kong Limited | RE | 9 | 08 December 2008 | 13 April 2011 |
Oberweis Asset Management (Asia) Limited | RE | 9 | 28 April 2008 | 25 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 11 October 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 13 August 2003 |