SFC Licences of PUN Nai Sung, Tony 潘乃生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 22 December 2015 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 March 2012 | 22 December 2015 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 9 | 01 April 2003 | 05 July 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 1 | 01 April 2003 | 05 July 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |