SFC Licences of NG Johnny Ming Tat 吳銘達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 February 2012 | 03 February 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 February 2012 | 03 February 2015 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 01 December 2009 | 08 February 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 December 2009 | 08 February 2012 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 May 2004 | 17 November 2009 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 May 2004 | 17 November 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 20 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 20 September 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 20 September 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 20 September 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 20 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 20 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 20 September 2003 |