SFC Licences of KWOK Wing Wai, Vivian 郭永蕙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
METTA CAPITAL LIMITED RO 4 09 December 2013
Wocom Investment Management Limited 宏高投資管理有限公司 RE 4 17 September 2003 31 August 2013
Wocom Securities Limited 宏高證券有限公司 RE 4 01 April 2003 11 September 2003
Wocom Securities Limited 宏高證券有限公司 RE 9 01 April 2003 11 September 2003
Wocom Securities Limited 宏高證券有限公司 RE 6 01 April 2003 11 September 2003