SFC Licences of KWOK Wing Wai, Vivian 郭永蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
METTA CAPITAL LIMITED | RO | 4 | 09 December 2013 | |
Wocom Investment Management Limited 宏高投資管理有限公司 | RE | 4 | 17 September 2003 | 31 August 2013 |
Wocom Securities Limited 宏高證券有限公司 | RE | 4 | 01 April 2003 | 11 September 2003 |
Wocom Securities Limited 宏高證券有限公司 | RE | 9 | 01 April 2003 | 11 September 2003 |
Wocom Securities Limited 宏高證券有限公司 | RE | 6 | 01 April 2003 | 11 September 2003 |