SFC Licences of NG Ka Fung 吳家鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 14 August 2014 | 03 October 2014 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 April 2014 | 03 October 2014 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 March 2014 | 03 October 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 14 January 2009 | 30 November 2010 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 21 May 2008 | 27 February 2014 |