SFC Licences of WONG Chieh Lu, Jenny 王潔如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Asia Limited | RE | 9 | 23 June 2006 | 23 June 2010 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 17 June 2006 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |