SFC Licences of LAI Mo Ying 黎慕瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 19 June 2023 | |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 19 June 2023 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 13 April 2023 | 23 May 2023 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 13 April 2023 | 23 May 2023 |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 20 December 2021 | 28 February 2023 |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 20 December 2021 | 28 February 2023 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 18 February 2014 | 04 March 2015 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 18 February 2014 | 04 March 2015 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 15 February 2006 | 17 August 2010 |