SFC Licences of CHAN Man Chiu, Adrian 陳文超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 November 2009 | 31 May 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2009 | 28 October 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 September 2007 | 11 July 2009 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 01 April 2003 | 02 March 2005 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 9 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 6 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 4 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |