SFC Licences of TSANG Tak Ming, Thomas 曾德明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 09 March 2012 | 22 March 2022 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 30 March 2004 | 27 July 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 March 2004 | 27 July 2011 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 01 April 2003 | 23 March 2004 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 01 April 2003 | 23 March 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 01 April 2003 | 22 March 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 6 | 01 April 2003 | 22 March 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 9 | 01 April 2003 | 22 March 2004 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 5 | 01 April 2003 | 22 March 2004 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 9 | 01 April 2003 | 22 March 2004 |