SFC Licences of HART Terence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 02 March 2011 | 08 July 2017 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 02 March 2011 | 08 July 2017 |
Wealth Management Group Limited | RE | 9 | 03 December 2008 | 24 January 2011 |
Mason LaRoche (HK) Limited | RE | 4 | 10 May 2004 | 10 November 2008 |
MLI Limited 萬駿理財顧問有限公司 | RE | 4 | 01 April 2003 | 26 March 2004 |