SFC Licences of HART Terence

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 02 March 2011 08 July 2017
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 02 March 2011 08 July 2017
Wealth Management Group Limited RE 9 03 December 2008 24 January 2011
Mason LaRoche (HK) Limited RE 4 10 May 2004 10 November 2008
MLI Limited 萬駿理財顧問有限公司 RE 4 01 April 2003 26 March 2004