SFC Licences of TSUI Chun Man, Thomas 徐振文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of East Asia Limited, The 東亞銀行有限公司 | 4 | 10 September 2018 | ||
| Bank of East Asia Limited, The 東亞銀行有限公司 | 1 | 10 September 2018 | ||
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 4 | 01 April 2003 | 23 March 2018 |
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 1 | 01 April 2003 | 23 March 2018 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RO | 4 | 01 April 2003 | 01 November 2013 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RO | 9 | 01 April 2003 | 07 May 2004 |
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 9 | 01 April 2003 | 07 May 2004 |
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 6 | 01 April 2003 | 07 May 2004 |
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 7 | 01 April 2003 | 01 December 2003 |