SFC Licences of WONG Nga Ling 王雅玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 July 2023 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 July 2023 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 February 2023 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 June 2015 | 28 February 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 June 2015 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 October 2005 | 13 June 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2003 | 13 June 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 April 2003 | 29 March 2005 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 01 April 2003 | 15 August 2003 |