SFC Licences of WONG Nga Ling 王雅玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 12 July 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 12 July 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 28 February 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 June 2015 28 February 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 June 2015 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 October 2005 13 June 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 13 June 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003