SFC Licences of LAM Mo Yee 林慕怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 6 | 27 July 2012 | 01 December 2015 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 27 July 2012 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |