SFC Licences of AU Fung Ming 區鳳鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino Grade Securities Limited 華誠證券有限公司 | RE | 1 | 19 July 2007 | 19 July 2019 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 | RE | 1 | 09 March 2006 | 01 November 2006 |
| Man Wo Investment Co Limited 萬和證券有限公司 | RE | 6 | 01 April 2003 | 09 December 2003 |
| Man Wo Investment Co Limited 萬和證券有限公司 | RE | 1 | 01 April 2003 | 09 December 2003 |
| Man Wo Investment Co Limited 萬和證券有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
| Man Wo Investment Co Limited 萬和證券有限公司 | RE | 4 | 01 April 2003 | 09 December 2003 |