SFC Licences of VAUDRY Robert Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | RO | 4 | 12 August 2004 | 12 November 2005 |
| HSBC Securities (Asia) Limited | RO | 1 | 12 August 2004 | 12 November 2005 |
| HSBC Securities (Asia) Limited | RE | 4 | 19 July 2004 | 12 August 2004 |
| HSBC Securities (Asia) Limited | RE | 1 | 19 July 2004 | 12 August 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 26 September 2003 | 23 June 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 26 September 2003 | 23 June 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 26 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 26 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 30 July 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 30 July 2003 |