SFC Licences of SUN Kwok Yee 孫國義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 08 December 2009 31 July 2010
Mango Financial Limited 芒果金融有限公司 RE 4 06 September 2006 21 November 2006
Mango Financial Limited 芒果金融有限公司 RE 1 21 July 2006 21 November 2006
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 17 July 2006
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 25 June 2004