SFC Licences of SUN Kwok Yee 孫國義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 08 December 2009 | 31 July 2010 |
Mango Financial Limited 芒果金融有限公司 | RE | 4 | 06 September 2006 | 21 November 2006 |
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 21 July 2006 | 21 November 2006 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 17 July 2006 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 25 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2004 |