SFC Licences of LAU Lai Ping 劉麗萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 July 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 August 2017 | 30 July 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 August 2017 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 04 June 2013 | 21 July 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 November 2009 | 21 July 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 October 2009 | 21 July 2017 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 June 2009 | 18 October 2009 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 18 May 2004 | 12 July 2006 |