SFC Licences of LAW Shiu Man 羅霄文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 1 | 16 September 2008 | 25 January 2013 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 01 July 2006 | 16 September 2008 |
| MTF Securities Limited 名泰富證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2006 |
| MTF Securities Limited 名泰富證券有限公司 | RE | 4 | 01 April 2003 | 30 June 2006 |
| Magusta Futures Limited 邁高達期貨有限公司 | RE | 2 | 01 April 2003 | 17 March 2005 |
| Magusta Futures Limited 邁高達期貨有限公司 | RE | 5 | 01 April 2003 | 24 February 2004 |
| MTF Securities Limited 名泰富證券有限公司 | RE | 6 | 01 April 2003 | 24 February 2004 |
| MTF Securities Limited 名泰富證券有限公司 | RE | 8 | 01 April 2003 | 24 February 2004 |
| MTF Securities Limited 名泰富證券有限公司 | RE | 9 | 01 April 2003 | 24 February 2004 |
| Magusta Futures Limited 邁高達期貨有限公司 | RE | 9 | 01 April 2003 | 24 February 2004 |