SFC Licences of LUI Chung Shun 呂中舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 02 April 2004 | 27 April 2004 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 April 2004 | 27 April 2004 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 29 December 2003 | 24 March 2004 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 27 October 2003 | 24 March 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 31 July 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 31 July 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 31 July 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 31 July 2003 |