SFC Licences of POK Fung Tai 濮鳳娣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 February 2013 | 02 October 2017 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 August 2005 | 07 February 2013 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 August 2003 | 08 August 2005 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 12 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 12 August 2003 |