SFC Licences of POK Fung Tai 濮鳳娣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 February 2013 02 October 2017
Celestial Securities Limited 時富證券有限公司 RE 1 08 August 2005 07 February 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 13 August 2003 08 August 2005
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 12 August 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 12 August 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 12 August 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 12 August 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 12 August 2003