SFC Licences of NG Ka Wan, Joanne 吳嘉韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 01 April 2003 11 July 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 6 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 7 01 April 2003 07 November 2003