SFC Licences of NG Ka Wan, Joanne 吳嘉韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 01 April 2003 | 11 July 2007 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |