SFC licenceholder AGO840 AU Tai Chung 區大中

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO [5] (Advising on Futures Contracts) 13 August 2012
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RO [1] (Dealing in Securities) 13 August 2012 15 September 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 25 November 2011
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO [2] (Dealing in Futures Contracts) 25 November 2011
Capital Global Management Limited 瑞興全球財富管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2006 21 May 2007
Capital Global Management Limited 瑞興全球財富管理有限公司 RE [1] (Dealing in Securities) 01 June 2006 21 June 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO [2] (Dealing in Futures Contracts) 29 December 2003 04 May 2006
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO [2] (Dealing in Futures Contracts) 29 December 2003 04 May 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE [1] (Dealing in Securities) 01 April 2003 04 May 2006
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 30 October 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 30 October 2003