SFC Licences of LAU Yin Nei 劉燕妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 10 January 2006 | 13 December 2007 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 05 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 05 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 05 January 2005 |