SFC Licences of CHUEN Ho Yin, Simon 秦浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 16 March 2018 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 14 December 2009 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 24 July 2006 | 05 December 2009 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 14 November 2005 | 07 July 2006 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 1 | 01 April 2003 | 07 November 2005 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 6 | 01 April 2003 | 28 October 2003 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 4 | 01 April 2003 | 28 October 2003 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 9 | 01 April 2003 | 28 October 2003 |