SFC Licences of CHAN Heung Ying, Hannah 陳向熒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 13 September 2004 12 September 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 13 September 2004 12 September 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 September 2004 12 September 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 17 June 2004 08 September 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 03 May 2004 08 September 2004
Win Securities Limited 贏證券有限公司 RE 7 01 April 2003 27 April 2004
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 01 April 2003 27 April 2004
Win Securities Limited 贏證券有限公司 RE 1 01 April 2003 27 April 2004
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 01 April 2003 27 April 2004
Win Securities Limited 贏證券有限公司 RE 4 01 April 2003 16 December 2003
Win Securities Limited 贏證券有限公司 RE 6 01 April 2003 16 December 2003
Win Securities Limited 贏證券有限公司 RE 9 01 April 2003 16 December 2003
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 9 01 April 2003 16 December 2003
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 6 01 April 2003 16 December 2003
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 4 01 April 2003 16 December 2003