SFC Licences of LAU Kwok Shing Gary 劉國盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 1 | 07 November 2007 | 15 May 2008 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 9 | 13 March 2007 | 15 May 2008 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 4 | 13 March 2007 | 15 May 2008 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 26 August 2005 | 01 March 2007 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 01 April 2003 | 01 March 2007 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |