SFC Licences of LEE Chiu Ling, Dorothy 李俏玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 07 September 2007 | 01 April 2009 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 07 September 2007 | 01 April 2009 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 9 | 01 April 2003 | 02 March 2004 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |