SFC Licences of LI Anita Oi Yan 李靄欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 20 August 2008 | 16 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 20 August 2008 | 16 March 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 August 2008 | 16 March 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 13 July 2005 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |