SFC Licences of LOO Kam Kwai 盧金葵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 06 June 2007 | 30 November 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 01 November 2006 | 15 March 2007 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 01 April 2003 | 22 October 2006 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 9 | 01 April 2003 | 11 November 2004 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 6 | 01 April 2003 | 11 November 2004 |