SFC Licences of LI Kwan Kim 李群劍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 February 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 February 2008 | |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 11 October 2007 | 04 January 2008 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 11 October 2007 | 04 January 2008 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 January 2007 | 01 October 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 June 2006 | 01 October 2007 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 02 October 2003 | 13 February 2004 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 01 April 2003 | 07 August 2003 |