SFC Licences of LEUNG Ching Wan, Catherine 梁靜筠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 RO 9 15 June 2022
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 RO 4 15 June 2022
Ample Capital Limited 豐盛融資有限公司 RO 4 22 May 2020 28 March 2022
Ample Capital Limited 豐盛融資有限公司 RO 9 15 November 2018 28 March 2022
Alpha Financial Group Limited 首盛資本集團有限公司 RE 1 08 January 2007 30 August 2019
Ample Capital Limited 豐盛融資有限公司 RE 9 08 January 2007 15 November 2018
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 08 June 2005 29 December 2006
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 08 June 2005 29 December 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RE 9 27 November 2003 06 June 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 27 November 2003 06 June 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 01 April 2003 10 November 2003
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 01 April 2003 10 November 2003
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 01 April 2003 10 November 2003
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 01 April 2003 10 November 2003
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 7 01 April 2003 10 November 2003