SFC Licences of GUPTA Pranay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 9 18 December 2012 03 October 2013
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 4 18 December 2012 03 October 2013
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RO 1 18 December 2012 03 October 2013
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 13 January 2012 18 December 2012
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 13 January 2012 18 December 2012
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 13 January 2012 18 December 2012
NNIP Hong Kong Limited RO 9 10 March 2010 31 December 2011
NNIP Hong Kong Limited RO 4 10 March 2010 31 December 2011
NNIP Hong Kong Limited RO 1 10 March 2010 31 December 2011