SFC Licences of YIP Wah Shing, Edmund 葉華盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 05 June 2008 | 07 September 2009 |
Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 31 July 2007 | 22 January 2008 |
Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 01 April 2003 | 18 October 2005 |
Shun Heng Securities Limited 信亨証券有限公司 | RE | 9 | 01 April 2003 | 19 October 2004 |
Shun Heng Securities Limited 信亨証券有限公司 | RE | 4 | 01 April 2003 | 19 October 2004 |
Shun Heng Securities Limited 信亨証券有限公司 | RE | 6 | 01 April 2003 | 19 October 2004 |