SFC Licences of KWAN Yat Tung, David 關日東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BGC Securities (Hong Kong) LLC RO 2 26 November 2012 31 December 2016
BGC Securities (Hong Kong) LLC RO 1 26 November 2012 31 December 2016
BGC Securities (Hong Kong) LLC RE 2 16 October 2012 26 November 2012
BGC Securities (Hong Kong) LLC RE 1 16 October 2012 26 November 2012
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RO 2 25 April 2007 24 May 2012
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 21 September 2006 24 May 2012
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 25 May 2004 25 April 2007
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 25 May 2004 21 September 2006
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 10 December 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 10 December 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 10 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 10 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 10 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 10 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 10 December 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 10 December 2003