SFC Licences of LO Bun, Robin 盧斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | RO | 4 | 21 September 2010 | 08 November 2011 |
| Standard & Poor's, LLC | RO | 4 | 30 November 2007 | 31 October 2010 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 03 February 2006 | 31 August 2007 |