SFC Licences of POON Ping Wai, Winnie 潘秉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 18 December 2003 | 31 October 2006 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 18 December 2003 | 02 March 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 10 August 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 10 August 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 10 August 2003 |