SFC Licences of BANNERMAN Nicholas John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 17 July 2015 | |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 17 July 2015 | |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 17 July 2015 | |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 08 April 2011 | 03 July 2015 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 14 October 2009 | 03 July 2015 |
| Wealth Management Group Limited | RE | 9 | 15 March 2007 | 21 September 2009 |