SFC Licences of PEARD Andrew Davis Lozada
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 10 October 2012 | 28 March 2014 |
| Vantage Capital Markets HK Limited | RE | 1 | 10 October 2012 | 28 March 2014 |
| GFI (HK) Securities L.L.C. | RE | 7 | 02 February 2012 | 14 September 2012 |
| GFI (HK) Securities L.L.C. | RE | 1 | 19 November 2004 | 14 September 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 29 May 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 29 May 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 29 May 2003 |