SFC Licences of LORD II John Wesley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ginseng Capital Advisors Limited | RO | 9 | 28 July 2009 | 05 May 2015 |
| Ginger Capital Management Limited | RO | 9 | 16 August 2006 | 06 April 2009 |
| Ginger Capital Management Limited | RO | 5 | 16 August 2006 | 06 April 2009 |
| Ginger Capital Management Limited | RO | 4 | 16 August 2006 | 06 April 2009 |
| Ginger Capital Management Limited | RE | 4 | 12 July 2006 | 16 August 2006 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 1 | 01 April 2003 | 28 March 2006 |
| ETRADE Securities Limited 億創證券有限公司 | RO | 4 | 01 April 2003 | 28 March 2006 |
| ETRADE Securities Limited 億創證券有限公司 | RO | 1 | 01 April 2003 | 28 March 2006 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 4 | 01 April 2003 | 28 March 2006 |
| ETRADE Securities Limited 億創證券有限公司 | RO | 7 | 01 April 2003 | 19 March 2004 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RO | 7 | 01 April 2003 | 19 March 2004 |