SFC Licences of ROSA David John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司	RO	1	30 October 2015	01 May 2019
Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司	RO	9	06 September 2013	01 May 2019
Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司	RO	4	06 September 2013	01 May 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	30 March 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 April 2003	30 March 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	9	01 April 2003	13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	5	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	13 October 2003