SFC Licences of SO Po Yee, Rosella 蘇寶兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 27 April 2011 15 May 2015
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 27 April 2011 15 May 2015
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 27 April 2011 15 May 2015
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 20 May 2004 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2003 01 January 2011
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 01 January 2011
ETRADE Securities Limited 億創證券有限公司 RE 4 01 April 2003 31 October 2007
ETRADE Securities Limited 億創證券有限公司 RE 1 01 April 2003 31 October 2007
ETRADE Securities Limited 億創證券有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 7 01 April 2003 05 January 2004