SFC Licences of LIU Sherry Xiaoyu 劉肖俞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Epiphron Advisers Limited
RO 4, 6 05 June 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 4, 6 20 March 2014 17 December 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 1 20 March 2014 25 August 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4, 6 29 October 2012 20 March 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 6 17 May 2011 22 October 2012