SFC Licences of LIU Sherry Xiaoyu 劉肖俞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Epiphron Advisers Limited | RO | 6 | 05 June 2018 | 31 March 2022 |
| Epiphron Advisers Limited | RO | 4 | 05 June 2018 | 31 March 2022 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 6 | 20 March 2014 | 17 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 20 March 2014 | 17 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 20 March 2014 | 25 August 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 29 October 2012 | 20 March 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 29 October 2012 | 20 March 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 29 October 2012 | 20 March 2014 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 May 2011 | 22 October 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 May 2011 | 22 October 2012 |