SFC Licences of CHAN Raymond Yiu Yue 陳耀宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 2 | 19 December 2017 | |
| UBS Securities Asia Limited | RO | 1 | 19 December 2017 | |
| UBS Securities Asia Limited | RE | 2 | 05 June 2008 | 19 December 2017 |
| UBS Securities Asia Limited | RE | 1 | 16 February 2004 | 19 December 2017 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |