SFC Licences of CHEUNG Yiu Man 張耀文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 April 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 April 2021
Celestial Securities Limited 時富證券有限公司 RE 1 18 July 2006 25 March 2021
Celestial Commodities Limited 時富商品有限公司 RE 2 13 February 2006 25 March 2021
Celestial Securities Limited 時富證券有限公司 RE 3 13 February 2006 30 October 2011
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 09 January 2006 26 January 2006
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 09 January 2006 26 January 2006
Celestial Securities Limited 時富證券有限公司 RE 3 20 October 2005 29 December 2005
Celestial Commodities Limited 時富商品有限公司 RE 2 14 November 2003 29 December 2005
Celestial Commodities Limited 時富商品有限公司 RE 7 14 November 2003 02 March 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 24 October 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 24 October 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 24 October 2003