SFC Licences of LIU Yuen Ling 廖婉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 18 November 2013 | |
| JS Securities Limited 晉商證券有限公司 | RE | 1 | 01 June 2011 | 02 September 2013 |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 01 June 2011 | |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 09 February 2009 | 11 April 2011 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 06 June 2005 | 28 November 2008 |
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 01 April 2003 | 06 June 2005 |