SFC Licences of AU Kam Pui, Clarence 歐錦霈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 2 | 11 December 2017 | 28 August 2021 |
Win Securities Limited 贏證券有限公司 | RE | 7 | 12 December 2007 | 28 August 2021 |
Win Securities Limited 贏證券有限公司 | RE | 1 | 12 December 2007 | 28 August 2021 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 7 | 12 December 2007 | 28 August 2021 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 12 December 2007 | 28 August 2021 |