SFC Licences of MARIANO Timothy Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RO | 7 | 18 June 2007 | 15 May 2019 |
| GFI (HK) Securities L.L.C. | RO | 1 | 09 March 2005 | 15 May 2019 |
| GFI (HK) Securities L.L.C. | RE | 1 | 01 April 2003 | 09 March 2005 |
| GFI (HK) Securities L.L.C. | RE | 4 | 01 April 2003 | 17 February 2005 |
| GFI (HK) Securities L.L.C. | RE | 6 | 01 April 2003 | 17 February 2005 |
| GFI (HK) Securities L.L.C. | RE | 9 | 01 April 2003 | 17 February 2005 |