SFC Licences of LUK Hau Yi, Priscilla 陸巧兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 21 July 2008 | 18 June 2010 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 11 June 2007 | 12 June 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 September 2003 | 02 March 2007 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |