SFC Licences of BRADSHAW John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 2 | 12 September 2012 | 21 January 2020 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 12 September 2012 | |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 12 September 2012 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 March 2012 | 15 July 2013 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 29 March 2012 | 12 September 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 06 January 2006 | 29 March 2012 |
| UBS Securities Hong Kong Limited | RO | 1 | 27 April 2005 | 06 January 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 March 2012 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 29 March 2012 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Derivatives Hong Kong Limited | RE | 5 | 01 April 2003 | 07 February 2005 |
| UBS Derivatives Hong Kong Limited | RE | 9 | 01 April 2003 | 07 February 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |