SFC Licences of CHENG Kwo Yeh 鄭戈野
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 January 2009 | 09 December 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 19 January 2009 | 09 December 2011 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 13 October 2008 | 31 December 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 13 October 2008 | 31 December 2008 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 January 2004 | 01 November 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 01 November 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 09 January 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |